Trusted research -Risks
The Centre for Prevention of National Infrastructure (CPNI) defines a hostile state as “one whose democratic and ethical values are different from our own and whose strategic intent is hostile to the UK”.
Objectives of hostile states may include:
- Ensuring regime stability by such means as discouraging opposition
- Ensure economic and military superiority over other nations through the development of their research and innovation sector
- Utilise technology and military advances against their own citizens to maintain regime stability
International collaboration provides hostile state actors the ability to access research whilst bypassing traditional espionage and cyber-attacks. This global collaboration can permit those with dishonourable intentions access to individuals, networks and sensitive research.
Should a hostile state actor acquire your research, though legitimate or illegal means, the consequences may apply both to you as in individual but also the University as a whole. Repercussions may include loss of trust and integrity, financial loss, and reputational loss.
- Does your research have the potential for patentable technology or is it commercially sensitive?
- Is your research associated with sensitive defence or national security technology?
- Does your research have the potential to be exploited for future dual-use (military and non-military) or unethical applications (e.g. internal surveillance and repression)?
- Does your research include sensitive data or personally identifiable information that you must protect? E.g. commercial test data, details of individuals, genetic or medical information or population datasets.
- Is your research likely to be subject to UK or other foreign nation’s Export Control requirements?
To ensure both continued international collaboration and protection of your research, the below actions are needed:
- Partner Due diligence – including review of sanction lists and adverse media
- Consideration of Conflict of Interest – including existing partners to University
- Management of Access – control access to sensitive data and security of partner/third party sharing platforms
- Legal Framework – including Export Control, arms embargoes, compliance with foreign jurisdiction and GDPR implications etc